perm filename CHAP5[4,KMC]6 blob sn#021294 filedate 1973-01-15 generic text, type T, neo UTF8
00100	A  SYMBOL-PROCESSING THEORY OF THE PARANOID MODE
00150	
00200	           K.M. COLBY
00300	
00400	
00500		Our theory  ,  a  conjunction  of  hypotheses  and  auxiliary
00600	assumptions,  postulates  a  structure or organization of interacting
00700	symbolic  processes.  These  processes  and  their  interactions  are
00800	supported by a number of auxiliary assumptions and presuppositions as
00900	will become apparent as the story unfolds.
01000	
01100	
01200		We  presuppose  a schema of action and non-action which takes
01300	the form of a practical inference:
01400			AN AGENT A WANTS SITUATION S TO OBTAIN
01500			A BELIEVES THAT IN ORDER FOR S TO OBTAIN , A MUST  DO X
01700			THEREFORE A PLANS, TRIES OR  PROCEEDS  TO  DO  X. 
01800	An agent  is  taken  here  to  be  any intentionalistic system, person ,
01900	procedure or strategy having  purposes.  To  do  means  to  produce,
02000	prevent  or allow something to happen. We presuppose the agent's power
02100	to do X. X can be  multiple  sequential  or  concurrent  actions  and
02200	includes   mental   action   (e.g.  deciding)  as  well  as  physical
02300	action(e.g.talking). It is also  presupposed  in  this  action-schema
02400	that  ,  in  doing  X,  A receives feedback as to whether S is coming
02500	about, i.e.    whether doing X is successful or not in  obtaining  S.
02600	
02700		It is established clinical knowledge that  the  phenomena  of
02800	the  paranoid mode can be found associated with a variety of physical
02900	disorders.  For example, paranoid thinking can be found  in  patients
03000	with   head   injuries,   hyperthyroidism   hypothyroidism,   uremia,
03100	pernicious  anemia,  cerebral  arteriosclerosis,   congestive   heart
03200	failure,  malaria  and  epilepsy.      Also drug intoxications due to
03300	alcohol, amphetamines, marihuana and LSD can be  accompanied  by  the
03400	paranoid  mode.   To  account for the association of paranoid thought
03500	with these physical states  of  illness,  one  might  be  tempted  to
03600	hypothesize  that  a  mental  system  attempts to explain the illness
03700	state by constructing persecutory beliefs blaming other human  agents
03800	for causing the ill-being of the disease state. But before
03900	making such  an  explanatory  move,  we  must  consider  the  elusive
04000	distinction  between  reasons  and  causes  in  explanations of human
04100	behavior.
04200	
04300	
04400		When human action is to be explained, confusion easily arises
04500	between appealing to reasons and appealing  to  causes,  as  has  been
04600	discussed  in  detail by Toulmin [ ].  One view of the association of
04610	[TOULMIN REF.-EXPLANATION IN THE BEHAVIORAL SCIENCES,BORGER R.AND CIOFFI,
04620	F.,(EDS.), CAMBRIDGE UNIVERSITY PRESS, N.Y.,(1971). ]
04700	the paranoid mode with physical disorders might be that the  physical
04800	illness  simply  causes the paranoia ,through some unknown mechanism,
04900	at a hardware level beyond the influence of the programs of a  mental
05000	system  and beyond voluntary control. That is, the resultant paranoid
05100	process represents something that happens to the system  as  patient,
05200	not  something  that it does as an active agent. Another view is that
05300	the  paranoid  mode  can  be   explained   in   terms   of   reasons,
05400	justifications  which  describe an agent's intentions and beliefs. If
05500	we consider a person to be the agent , does he recognize what  he  is
05600	doing  or  trying  to do? Or does it just happen to him automatically
05700	without conscious deliberation? This question raises  a  third  view,
05800	namely that unrecognized reasons, ` compiled' versions of the program
05900	now inacessible to voluntary control, can function like causes.  Once
06000	brought to consciousness in an `interpreted' version such reasons can
06100	be modified voluntarily through the agent's reflexive talking to  and
06200	instructing  himself.  This  contrasts  with  an agent's inability to
06300	modify causes which lie beyond the influence  of  self-criticism  and
06400	change  through  internal  argumentation.  Timeworn  conundrums about
06500	concepts of free-will, determinism, responsibility, consciousness and
06600	the powers of mental action here plague us unless we stick closely to
06700	our computer analogy which  makes  a  clear  and  useful  distinction
06800	between hardware, interpreter and programs.
06900	
07000		Each  of these three views provides a serviceable perspective
07100	depending on how a disorder is to be explained and  corrected.   When
07200	paranoid  processes  occur during amphetamine intoxication they might
07300	be viewed as biochemically caused and beyond the patient's ability to
07400	control  volitionally  through  internal reprogramming dialogues with
07500	himself. When a paranoid moment occurs in a normal person it  can  be
07600	viewed  as  having a reason or justification.  If the paranoid belief
07700	is recognized as such,the agent has the power to revise or reject it.
07800	Between  these  extremes  of  drug-induced paranoid processes and the
07900	self-correctible paranoid moments of the normal person, lie cases  of
08000	paranoid  personalities,  paranoid  psychoses  and  the paranoid mode
08100	associated   with   the   major    psychoses    (schizophrenic    and
08200	manic-depressive).   Current  opinion has it that the major psychoses
08300	are  a  consequence  of  unknown  hardware  causes  and  are   beyond
08400	deliberate  voluntary  control.    But  what are we to conclude about
08500	paranoid personalities  and  paranoid  psychoses  where  no  hardware
08600	disorder  is  suspected?   Are they to be considered patients to whom
08700	something is happening  or  are  they  agents  whose  behavior  is  a
08800	consequence  of  what  they  do?  Or  are they both agent and patient
08900	depending on on how we view the modifiability of their  programs?  We
09000	shall  take  the  position  that  in  normal,  neurotic and psychotic
09100	paranoid processes (independent of the major psychoses) the  paranoid
09200	mode represents something that happens to a man as a consequence both
09300	of something he does and something he  undergoes.  Thus  he  is  both
09400	agent and patient whose mental system has powers to do and capacities
09500	to undergo.
09600	
09700	
09800		From  this  standpoint we postulate a duality between reasons
09900	and causes. That is, just as in an algorithm a procedure can serve as
10000	an  input  argument  to another procedure, a reason can function as a
10100	cause in one context and as a justification in another. When a  final
10200	cause,   such  as  a  consciously  conceptualized  intention,  guides
10300	efficient causes we can say  that  human  action  is  non-determinate
10400	since  it  is self-determinate. Thus the power to make decisions freely
10500	and to change one's mind is non-illusory. When a reason is recognized
10600	to function as a cause and is acessible, it may be changed by another
10700	procedure which takes it as an argument. In this sense a two-levelled
10800	system  involving an interpreter and its programs is self- changeable
10900	and self-correcting, within limits.
11000	
11100		The major processes we postulate to govern the paranoid  mode
11200	involve  an organization of symbol-processing procedures at one level
11300	governed by an interpreter at another  level.  We  shall  sketch  the
11400	operations of this organization briefly.
11500		(1) The interpreter executes a `consciencing' procedure which
11600	judges an action or state of the self to  be  wrong according to criteria of
11700	right-wrong sanctions. A censuring process attempts to find and blame
11800	an agent for the wrong.
11900		(2)The interpreter attemts a simulation of assigning blame to
12000	the  self.  If the self accepts blame, the trial simulation detects a
12100	consequent undergoing of humiliation.  The  detection  serves  as  an
12200	anticipatory  warning  not  to  execute  this procedure since it will
12300	result in the painful re-experiencing of a negative  affect-state  of
12400	humiliation.
12500		(3) An alternative procedure of assigning blame to others  is
12600	next  simulated and found not to eventuate in a painful affect-state.
12700	Hence it is executed.It operates to deny that the self  is  to  blame
12800	for  a  wrong and to project blame onto other human agents. Now it is
12900	not the self who is the agent of a wrong but it is that the  self  is
13000	wronged  by  others. This mechanism is only partially effective as an
13100	escape since the self still undergoes  criticisms  and  condemnations.
13200	Only their locus has been shifted from the self to others.
13300	
13400		(4)Since  others are now believed to have intentions to wrong
13500	the self, procedures for the detection of malevolence  in  the  input
13600	from  others,  as  individuals  or as part of a conspiracy, achieve a
13700	first priority.
13800	
13900	
14000		(5) If the input procedures succeed in detecting malevolence,
14100	output strategies are executed in an attempt to  reduce  the  other's
14200	malevolent effects.
14300		(6) Finally an evaluation is made regarding  the  success  or
14400	failure of the output procedures.
14500		The above description attempts to summarize in somewhat vague
14600	prose  a complex series of postulated interactions in an organization
14700	of symbol-processing procedures.    The details of  these  procedures
14800	and  their  interactions  will be made explicit when the algorithm is
14900	described (see p ).   The theory is circumscribed in that it attempts
15000	to explain only certain phenomena.It does not attempt to explain, for
15100	example, why the censuring process  condemns  particular  actions  or
15200	states as wrongs nor how any of these procedures develop over time in
15300	the child's  enculturation  experience.    Thus  it  does  not   provide   an
15400	ontogenetic  explanation  of how an organization of processes came to
15500	be the way it is. The model offers an  explanation  only  of  how  the
15600	organization operates  in the present.
15700		Some evidence bearing on the postulated processes will now be
15800	discussed.  The  processes  of  (4),which  attempt  to  cope  with  a
15900	malevolent other, receive evidential  support  from  observations  of
16000	normal,  neurotic  and  psychotic  paranoias.  The  agent  may report
16100	directly to an observer that his, for example,  hostile  remarks  are
16200	intended to retaliate for a believed wrong at the hands of the other.
16300	`I want him to feel bad and to leave me alone'.  The output behaviors
16400	of  the  paranoid  mode  can  be grouped into reducing persecution by
16500	retribution or by withdrawal. Retribution is intended  to  drive  the
16600	other  away  while withdrawal removes the self from the sphere of the
16700	other. We are not aware of any experimental evidence bearing on  this
16800	point and perhaps the clinical and everday obsevations are sufficient
16900	not to require any.
17000		The intensive scan for malevolence postulated in (3) has both
17100	clinical and experimental evidence in its  behalf.    Clinicians  are
17200	familiar  with  the  darting  eye-movements  of  psychotic paranoids.
17300	Patients themselves report their hypervigilance as intended to detect
17400	signs  of  malevolence.  Silverman [ ] and Venables [ ] have reported
17500	experiments indicating that paranoid schizophrenics more  extensively
17600	scan their visual fields and have a greater breadth of attention than
17700	other schizophrenic patients.
17800		In  considering  the  processes  postulated  in  (2) and (1),
17900	direct evidence is hard to come  by.   Projection  is  a  century-old
18000	concept  which  has  been  used  to  account  for the common clinical
18100	observation that paranoid  patients  accuse  others  of  actions  and
18200	states  which hold true for themselves according an outside observer.
18300	As Leibniz said about Newton 300 years ago `he himself is  guilty  of
18400	what  he  complains  of  in others'. A process of projection has also
18500	been offered to account for the particular  selectivity  involved  in
18600	the  hypersensitivity to criticism.   That is, why does a man believe
18700	others will ridicule him about his appearance  unless  some  part  of
18800	himself  believes his appearance to be defective. An alternative view
18900	is that the selectivity stems from the agent observing how others  in
19000	his  subculture  are  ridiculed and expects the same to be applied to
19100	him.
19200		The  obscurity  of the relation between what the self expects
19300	as malevolence and the self's own properties is well  illustrated  in
19400	hypotheses   which   attempt  to  explain  the  paranoid  mode  as  a
19500	consequence of homosexual conflict. It has long  been  observed  that
19600	some  (not  all) paranoid patients are excessively concerned with the
19700	topic of homosexuality.   Several studies  of  hospitalized  paranoid
19800	schizophrenics  show  them  to  be preoccupied with homosexuality far
19900	more than the nonpsychotic controls.(See Klaf and Davis [ ],etc) Such
20000	evidence may be interpreted as having causal implications for certain
20100	cases.  In a more  general  theory  ,  if  homosexual  interests  are
20200	evaluated by the censuring process as wrong, then the causal relation
20300	becomes plausible but no more than that. It is also plausible that an
20400	agent  expects  to be accused of homosexuality because in his culture
20500	that is a common means of ridicule regardless of the actual nature of
20600	the transgression determined by the censuring process.
20700		It is obvious that  something  ordinarily  called  conscience
20800	regulates human behaviour. But are distorted censuring and blaming processes 
20900	actually the core of   the pathological procedures  of
21000	the  paranoid  mode?   Heilbrun  and Norbert have shown that paranoid
21100	schizophrenics are more sensitive to maternal censure as measured  by
21200	the  disruption  of  a cognitive task by a tape-recording of a mother
21300	censuring her son. [ ]
21400	      (Further discussion of evidence here)